Our client in the financial sector is seeking an experienced regulatory compliance officer to oversee the organisation’s regulatory compliance functions and framework.

Mandatory Skill(s)

  • Bachelor Degree in Accounting/Business Studies/Finance or any related field;
  • At least 3 years of experience in Compliance, internal/external audit or risk management in financial service;
  • Knowledge of MAS notices and regulatory requirements such as FAA, CRS, FACTA, PDPA, Banking regulations;
  • Able to work as a team and under pressure to meet deadlines;
  • Good interpersonal, reporting, analytical and problem solving skills.

Desirable Skill(s)

  • Experienced in financial industry.

Responsibilities

  • Review and drive implementation of policies, standards and guidelines relating to Compliance Risk Management;
  • Actively engage with business units, local entities, local Risk Management & Compliance counterparts to monitor regulatory development;
  • Provide advisory on regulatory requirements to frontline for Business As Usual matters and general compliance matters;
  • Responsible for conducting compliance review, examination, testing and support for regulatory inspections;
  • Assist in annual review of Compliance Requirement Self Assessments (CRSAs) process for applicable laws and regulations;
  • Assist in ad-hoc tasks/projects as when needed.
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