17 November 2020

An opportunity to join an industry leader awaits you. Our client is looking for an experienced Investment Portfolio Compliance Manager to contribute to the overall success of the Risk Management department. You will ensure that all investments conducted by the Organisation are in compliance with governing regulations and internal policies.

Mandatory Skill(s)

  • Bachelor\’s Degree in Finance, Accounting, Economics or other relevant majors;
  • Has 3 – 6 years of experience in managing investment risk portfolio (asset management);
  • Experience in regulatory compliance in line with legal requirements and MAS guidelines;
  • Knowledge of financial instruments and analytics and solid technical skills;
  • Communicates well and across all levels, including senior management;
  • Strong problem solver and able to multi-task.

Desirable Skill(s)

  • CFA Certification Level 1, 2 or 3;
  • Knowledge in Securities and Futures Act.


  • Acting as the first line of defence on the applicable laws and the regulations relevant to the investment;
  • Perform end-to-end investment checks and monitoring (pre-trade and post-trade) for all investment portfolios;
  • Risk review at the portfolio level to ensure main risks are properly identified and mitigations are developed with appropriate controls in place;
  • Perform predictive analytics at a project and portfolio level to identify key risk categories based on experience to evolve risk management standards;
  • Provide continuous monitoring of the overall investment risk and exposure;
  • Continuously monitor and perform exercises on Personal Account Dealing / Trading Declaration;
  • Present findings and measures to Management regularly;
  • Responsible to conduct ad-hoc investigations relevant to the investment risk areas.
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